file-o file-word file-excel file-powerpoint file-image file-archive file-audio file-movie file-code file-openoffice file-css menu googleplus facebook instagram twitter feed youtube vimeo2 lanyrd flickr picassa deviantart github wordpress blogger tumblr yahoo soundcloud skype linkedin lastfm delicious stumbleupon stackoverflow pinterest foursquare cross arrow-left arrow-down arrow-up arrow-right arrow-left2 arrow-down2 arrow-up2 arrow-right2 arrow-left3 arrow-down3 arrow-up3 arrow-right3 search

Exchange Trading & Regulatory Fundamentals for Electronic Traders

This course covers a broad range of topics critical to traders accessing the listed derivatives markets and those who oversee them.

Topics covered include trader identification, contract specifications, order types, pre-trade risk controls, recordkeeping requirements, and how the central limit order book works. It also covers exchange rules most likely to impact traders such as pre-execution communications, cross trades, self-match trades, test trades, position limits and order-to-trade ratios. The final section discusses certain types of transactions that are permitted outside the central limit order book including exchange-for-related positions (EFRPs) and block trades. This course may help meet Direct Electronic Access (DEA) training requirements in certain jurisdictions. By the end of this course you will have a better understanding of:

  • The basics of electronic trading
  • Activities likely to draw attention from regulators
  • Key exchange rules and regulations


FIA Training offers multiple options for either individuals or companies to purchase and access the courses.  FIA members enjoy discounted rates.  Volume discounts available for bulk purchases. 

Order Now!



Individual users can access FIA Training courses on a fee per course basis.

FIA Member $30.00

Non-Member $35.00




FIA Training courses are available to companies who would like to take advantage of volume discounts to enroll their staff in our courses. The Corporate Administrator provides a list of individuals within the company who will be taking the course (users). The FIA administrator will contact each user with a password to access the course. The Corporate Administrator can receive regular reports on who has completed the course from the FIA Administrator. Prices are specific to each course.

# of Users Enrolling

FIA Member (per course)

Non-Member (per course)

Less than 25 users



25-49 users



50-99 users



100-499 users



500-999 users






Fill out this form to learn more about licensing this course for use on your internal learning management system.







Back to FIA