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Safeguarding Customer Funds

Meeting training requirements is about to get easier. NFA, FIA and industry professionals designed the new course, Safeguarding Customer Funds, to help FCMs meet the annual training requirement included in CFTC Rule 1.11. According to the rule, all finance, treasury, operations, regulatory, compliance, settlement, and other relevant officers and employees must be trained annually. The course covers:

  • Basics of segregation
  • Residual interest
  • Investment of customer funds and recordkeeping
  • Reporting
  • Notification requirements

The course is 60 minutes long and can be completed in multiple sessions.

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FIA Training offers multiple options for either individuals or companies to purchase and access the courses.  FIA members enjoy discounted rates.  Volume discounts available for bulk purchases. 


Individual users can access FIA Training courses on a fee per course basis.

FIA Member $60.00

Non-Member $70.00



FIA Training courses are available to companies who would like to take advantage of volume discounts to enroll their staff in our courses. The Corporate Administrator provides a list of individuals within the company who will be taking the course (users). The FIA administrator will contact each user with a password to access the course. The Corporate Administrator can receive regular reports on who has completed the course from the FIA Administrator. Prices are specific to each course.

# of Users Enrolling

FIA Member (per course)

Non-Member (per course)

Less than 25 users



25-49 users



50-99 users



100-499 users



500-999 users







For more information about the course, contact or fill out this form





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